Harbour provides managed investment solutions for different types of investors: retail, wholesale, non-resident investors and larger clients who require segregated accounts (Individually Managed Accounts, IMA).
Retail investors are those that do not fall within the definition of wholesale clients as set out in Section 5C of the Financial Advisers Act 2008.
Please note that retail investors are required to receive a copy of the latest Product Disclosure Statement prior to investing, and that our investment solutions are offered through either an Authorised Financial Advisor or, for those wanting a direct solution, through InvestNow.
Wholesale investors are those that meet the criteria as set out in section 5C of the Financial Advisers Act 2008 and, for the purposes of financial product offerings, within paragraphs 3(2) and 36(6) of Schedule 1 of the Financial Markets Conduct Act 2013 (FMCA). Investors may also qualify as wholesale within paragraph 3(3) of Schedule 1.
For more information please contact Ainsley McLaren:
+64 9 3651923
Non-resident investors can either be retail or wholesale investors. For non-resident retail investors, please see the retail investors section on this page.
Potential wholesale non-resident investors should contact Ainsley McLaren.
Segregated Account investors
For investment entities with typically more than $20m to invest, Harbour offers tailored investment mandates managed specifically for each client.
To discuss possible mandates for segregated accounts or individually managed accounts (IMA), please contact Ainsley McLaren to further discuss your requirements.